Compliance Manager

Experience

0-2 years

Education

Company Secretary (Member of ICSI)
LLB will be an added advantage

Age

23-30

Job Description

  • Thorough knowledge of all provisions with respect to applicable regulations of SEBI, RBI and Companies Act, 2013.
  • Drafting and maintenance of secretarial records of all group entities and audit.
  • Conducting board and investor meetings.
  • Skilled with SEBI AIF and ancillary compliances.
  • Handle process for dematerialization of any securities.
  • Handling investor on-boarding process in Prachay Group and manage investor relationship by facilitating resolutions to queries.
  • Timely coordination with intermediaries. Eg: Depositories, DPs, RTA, Trustee, Custodian etc.
  • Be acquainted with Online Bond Platform regulations and its operations.
  • Stay updated with regulatory and compliance amendments.

 

Skills and Knowledge

  • Investor Relations and Communication & Presentation Excellence.
  • Expert Knowledge of corporate laws, securities laws.
  • Basic knowledge of SEBI(AIF) guidelines & RBI(NBFC).
  • Interpretation, analysis & application of relevant provisions of Companies Act.
  • Drafting skills.
  • Research and detail oriented.

 

Experience Background

  • CS Firm dealing with public & listed companies.
  • NBFC & SEBI+ Experience

 

Salary

As per Industry standards

Apply for this position

    | Allowed Type(s):.pdf,.doc,.docx