Compliance Manager


1-2 years


Company Secretary from ICSI


Below 30

Job Description

• Assisting in all Product Compliances related to AIF activities.
• Compliance with all statutory and legal compliance applicable to Indian Company
• Monitoring compliances with corporate laws including Companies Act.
• Responsible of Scheme Information Documents and issuing of notice/ addendum for change in features
• Handling of all regulatory Compliance relating to appointment of Directors/ Trustees on the Board of the Company
• Assisting in Preparation/ Submission of various periodic reports to SEBI and other regulatory agencies
• Liaising with the auditors- internal, concurrent and external auditors as well as handling of SEBI Inspection Audit relating to Compliance Dept.
• Preparation of agenda papers for various meetings of the Board of Directors of Trustee Company, their Committee Meetings, General Meetings etc. and other meeting related work.
• Preparation of all statutory registers, forms, certificates etc. as required under various Acts and regulations
• Preparation and filing of annual returns, forms, certificates etc.
• Preparation of documentation and appropriate filing in respect of any changes to directors, registered office of the company etc.
• Providing general advice with regard to corporate secretarial practice
• Salary: As per market standards.

Skills and Knowledge

• Good knowledge of Indian Companies Act 2013 and related legal regulations like SEBI, etc.
• Excellent knowledge of various product compliances as required by the statutory body
• Meticulous attention to details & time management
• Excellent computing, secretarial, interpersonal, team working and written/ verbal communication skills are also important.

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